Barreras y dificultades para la implementación del sistema HACCP en empresas de alimentos de Lima, Perú
Resumen
En Perú, solo el 1 % de empresas de alimentos y bebidas cuentan con validación técnica del plan HACCP. La baja adhesión a los sistemas de inocuidad plantea el objetivo de identificar las principales barreras y dificultades para la implementación del sistema HACCP. La recolección de datos se realizó por medio de un cuestionario a 32 empresas. Para definir la estructura subyacente entre las barreras y dificultades identificadas se realizó el análisis factorial exploratoria y confirmatoria a partir de 19 ítems seleccionados, identificándose cuatro factores que explicaron el 66,7 % de la variabilidad total. Al evaluar su importancia, las barreras y dificultades a nivel organizacional/ gerencia (F1) y en la adaptación (F4), como infraestructura y percepción de los empleados se consideraron más relevantes que los atributos con respecto a la ejecución (F2), donde se ve instancias de procesos singulares como el tiempo, rotación del personal, tecnología, entre otros.
Descargas
Citas
Albersmeier, F., Schulze, H., Jahn, G., & Spiller, A. (2009). The reliability of third-party certification in the food chain: from checklists to risk-oriented auditing. Food Control, 20(10), 927-935. https://doi.org/10.1016/j.foodcont.2009.01.010
Alcántara García, B. (2016). Modelos de factores determinantes del desempeño y compromiso laboral validado con empleados de instituciones de la unión dominicana [Determinant factor models for work performance and commitment validated by workers from Dominican Union institutions]. [Doctoral thesis]. Montemorelos University Institutional Repository. https://dspace.um.edu.mx/handle/20.500.11972/192
Allata, S., Valero, A., & Benhadja, L. (2017). Implementation of traceability and food safety systems (HACCP) under the ISO 22000: 2005 sTandard in North Africa: The case study of an ice cream company in Algeria. Food Control, 79, 239–253. https://doi.org/10.1016/j.foodcont.2017.04.002
Arpanutud, P., Keeratipibul, S., Charoensupaya, A., & Taylor, E. (2009). Factors influencing food safety management system adoption in Thai food‐manufacturing firms: Model development and testing. British Food Journal. 111(4), 364-375. https://doi.org/10.1108/00070700910951506
Aráuz, A. F. (2015). Aplicación del análisis factorial confirmatorio a un modelo de medición del rendimiento académico en lectura [Application of confirmatory factorial analysis to a measurement model for academic reading performance]. Revista de Ciencias Económicas, 33(2), 39-65. https://doi.org/10.15517/rce.v33i2.22216
Barbancho-Maya, G., & López-Toro, A.A. (2022). Determinants of quality and food safety systems adoption in the agri-food sector. British Food Journal, 124(13), 219-236. https://doi.org/10.1108/BFJ-07-2021-0752
Baş, M., Yüksel, M., & Çavuşoğlu, T. (2007). Difficulties and barriers for the implementing of HACCP and food safety systems in food businesses in Turkey. Food Control, 18(2), 124-130. https://doi.org/10.1016/j.foodcont.2005.09.002
Birhanu, W., Hagos, Y., Bassazin, G., & Mitku, F. (2017). A Review on Hazard Analysis Critical Control Point in Milk and Milk Products. World Journal of Dairy & Food Sciences, 12 (1), 52–65. https://www.idosi.org/wjdfs/wjdfs12(1)17/7.pdf
CAC (Codex Alimentarius Commission). (2003). Código internacional de prácticas recomendadas: principios generales de higiene de los alimentos [International Code of Practice: General Principles of Food Hygiene]. CAC/RPP 1-1969, Revision 4. Fourth edition. Rome, Italy. CAC/RCP 1-1969, Rev.4-2003
CAC (Codex Alimentarius Commission). (2020). Principios generales de higiene de los alimentos CXC 1-1969. Adoptados en 1969. Enmendados en 1999. Revisados en 1997, 2013, 2020. Correcciones editoriales en 2011 [General Principles of Food Safety CXC 1-1969. Adopted in 1969. Amended in 1999. Reviewed in 1997, 2013, 2020. Editorial corrections in 2011]. 39. https://www.fao.org/fao-who-codexalimentarius/sh-proxy/de/?lnk=1&url=https%253A%252F%252Fworkspace.fao.org%252Fsites%252Fcodex%252FStandards%252FCXC%2B1-1969%252FCXC_001s.pdf
Chen, H., Liou, B., Hsu, K., Chen, C., & Chuang, P. (2021). Implementation of food safety management systems that meets ISO 22000: 2018 and HACCP: A case study of capsule biotechnology products of chaga mushroom. J. Food Sci, 86, 40–54. https://doi.org/10.1111/1750-3841.15553
Evans, E. W., & Taylor, H. R. (2019). Understanding the barriers to food safety scheme certification in the food and drink manufacturing industry in Wales, UK. Int. J. Environ. Health Res, 32(2), 377-392. https://doi.org/10.1080/09603123.2019.1645307
Evans, E. W., Lacey, J., & Taylor, H.R. (2020): Identifying support mechanisms to overcome barriers to food safety scheme certification in the food and drink manufacturing industry in Wales, UK. Int. J. Environ. Health Res, 32(2), 377-392. https://doi.org/10.1080/09603123.2020.1761011
Farooq U., Shafi A., Shahbaz M., Khan M. Z., Hayat K., Baqir, M., & Iqbal M. (2021). Sequencing Technologies in Microbial Food Safety and Quality. Chapter 1, Food Quality and Food Safety: An Introduction. CRC Press. 500.
Fotopoulos, C., Kafetzopoulos, D., Y., & Gotzamani, K. (2011). Critical factors for effective implementation of the HACCP system: a Pareto analysis. British Food Journal, 113(5), 578 – 597. https://doi.org/10.1108/00070701111131700
Frankish, E. J., McAlpine, G., Mahoney, D., Oladele, B., Luning, P. A., Ross, T., & Bozkurt, H. (2021). Review article: Food safety culture from the perspective of the Australian horticulture industry. Trends in Food Science & Technology, 116, 63–74. https://doi.org/10.1016/j.tifs.2021.07.007
Galstyan, S. H., & Harutyunyan, T. L. (2016). Barriers and facilitators of HACCP adoption in the Armenian dairy industry. British Food Journal, 118(11), 1-16. https://doi.org/10.1108/BFJ-02-2016-0057
Gutiérrez, N., Pastrana, E. Y., & Castro, J. (2011). Evaluación de prerrequisitos en el sistema HACCP en empresas del sector agroalimentario [Evaluation of prerequisites for HACCP system in agro-industrial sector companies]. Rev.EIA.Esc.Ing.Antioq., (15), 33-43. https://dialnet.unirioja.es/servlet/articulo?codigo=3710996
Hair, J. F., Black, W. C., Babin, B., J., & Anderson, R. E. (2014). Multivariate Data Analysis (7th edition). 89-151, 599-638. Pearson.
Harpe, S. E. (2015). How to analyze Likert and other rating scale data. Currents in pharmacy teaching and learning, 7(6), 836-850. https://doi.org/10.1016/j.cptl.2015.08.001
Hartley, J. (2014). Some thoughts on Likert-type scales. International journal of clinical and health psychology, 14(1), 83-86. https://doi.org/10.1016/S1697-2600(14)70040-7
Hull-Jackson, C., & Adesiyun, A. A. (2019). Foodborne disease outbreaks in Barbados (1998-2009): a 12-year review. J. Infect. Dev Countries, 13(1), 1-10. https://doi.org/10.3855/jidc.10404
Jespersen, L., Butts, J., Holler, G., Taylor, J., Harlan, D., Griffiths, M., & Wallace, C. (2019). The impact of maturing food safety culture and a pathway to economic gain. Food Control, 98, 367–379. https://doi.org/10.1016/j.foodcont.2018.11.041
Jevšnik, M.; Hlebec, V., & Raspor, P. (2006). Meta-analysis as a tool for barriers identification during HACCP implementation to improve food safety. Acta Alimentaria, 35(3), 319-353. https://doi.org/10.1556/aalim.35.2006.3.9
Jevšnik, M., Hlebec, V., & Raspor, P. (2008). Food safety knowledge and practices among food handlers in Slovenia. Food Control, 19(12), 1107-1118. https://doi.org/10.1016/j.foodcont.2007.11.010
Jubayer, M., Hossain, M., Al-Emran, M., & Uddin, M. (2022). Implementation of HACCP Management System in a Cake Manufacturing Company in Dhaka, Bangladesh: A Case Study. Journal of Food Quality, 2022, 1-12. https://doi.org/10.1155/2022/5321333
Kafetzopoulos, D. P., Psomas, E. L., & Kafetzopoulos, P. D. (2013). Measuring the effectiveness of the HACCP food safety management system. Food control, 33(2), 505-513. https://doi.org/10.1016/j.foodcont.2013.03.044
Liu, F., Rhim, R., Park, K., Xu, J., & Lo, C. K. Y. (2021). HACCP certification in food industry: Trade-offs in product safety and firm performance. Int. J. Production Economics, 231, 1-12. https://doi.org/10.1016/j.ijpe.2020.107838
Lloret-Segura, S., Ferreres-Traver, A., Hernández-Baeza, A., & Tomás-Marco, I. (2014). El análisis factorial exploratorio de los ítems: una guía práctica, revisada y actualizada [Exploratory factor analysis of items: a practical, revised and updated guide]. Anales de Psicología/Annals of Psychology, 30(3), 1151-1169. https://doi.org/10.6018/analesps.30.3.199361
López-Santiago, J., García, A. I. G., & Gómez-Villarino, M. T. (2022). An Evaluation of Food Safety Performance in Wineries. Foods, 11, 1249. https://doi.org/10.3390/foods11091249
Maldonado, E. S., Henson, S. J., Caswell, J. A., Leos, L. A., Martinez, P. A., Aranda, G., & Cadena, J.A. (2005). Cost–benefit analysis of HACCP implementation in the Mexican meat industry. Food Control, 16(4), 375-381. https://doi.org/10.1016/j.foodcont.2004.03.017
Maldonado-Siman, E., Martínez-Hernández, P. A., Ruíz-Flores, A., García-Muñiz, J. G., & Cadena-Meneses, J. A. (2009). Implementation of HACCP in the Mexican Poultry Processing Industry. In International Conference on Computer and Computing Technologies in Agriculture. Springer. 1757-1767. https://doi.org/10.1007/978-1-4419-0213-9_26
Martínez Á. M., & Fierro, M. E. (2018). Aplicación de la técnica PLS-SEM en la gestión del conocimiento: un enfoque técnico práctico [Application of the PLS-SEM technique in knowledge management: a technical-practical approach]. Revista Iberoamericana para la Investigación y el Desarrollo Educativo, 8(16), 130-164. https://doi.org/10.23913/ride.v8i16.336
MINSA (Ministerio de Salud). (2006, May 17th). Norma sanitaria para la aplicación del sistema HACCP en la fabricación de alimentos y bebidas. R.M N.° 449-2006/MINSA [Sanitary regulation for the application of the HACCP system in food and beverage production. R.M. N.º 449-2006/MINSA]. El Peruano. https://www.gob.pe/institucion/minsa/normas-legales/251546-449-2006-minsa
Moreno, G. M. J. (2012). Gestión del análisis de peligros y puntos críticos de control [Management of hazard analysis and critical control points]. Tecnura, 16(33), 189-202. https://www.redalyc.org/pdf/2570/257024374014.pdf
Mortimore, S. (2001). How to make HACCP really work in practice. Food Control, 12(4), 209-215. https://doi.org/10.1016/S0956-7135(01)00017-2
Moza, A. Al-B., David, J. J., & Shekar, B. (2017). Hazard analysis and critical control point (HACCP) in seafood processing: An analysis of its application and use in regulation in the Sultanate of Oman. Food Control, 73 (Part B), 900-915. https://doi.org/10.1016/j.foodcont.2016.09.042
Oliveira, J. M. D. S., & Costa, S. R. R. D. (2017). Implantação e manutenção do sistema APPCC: as barreiras que desafiam as micro e pequenas empresas [Implementation and maintenance of the HACCP system: the barriers faced by micro and small enterprises]. Hig. Aliment, 158-162. ID: biblio-846508
Oyarzabal, O. A., & Rowe, R. (2017). Evaluation of an active learning module to teach hazard and risk in Hazard Analysis and Critical Control Points (HACCP) classes. Heliyon, 3(4), 1-15. https://doi.org/10.1016/j.heliyon.2017.e00297
Oyarzabal, O. A. (2015). Using dice games to teach hazards, risk and outcomes in HACCP classes. J. Extension, 53(4), 4TOT7. https://tigerprints.clemson.edu/joe/vol53/iss4/35/
Panghal, A., Chhikara, N., Sindhu, N., & Jaglan, S. (2018). Role of Food Safety Management Systems in safe food production: A review. J. Food Saf. e12464, 38 (4), 1-11. https://doi.org/10.1111/jfs.12464
Panisello, P. J., & Quantick, P. C. (2001). Technical barriers to hazard analysis critical control point (HACCP). Food Control, 12(3), 165-173. https://doi.org/10.1016/S0956-7135(00)00035-9
Pop, S. Z., Dracea, R., & Vladulescu, C. (2018). Comparative study of certification schemes for food safety management systems in the European Union context. Amfiteatru Economic, 20(47), 9-29. https://ideas.repec.org/a/aud/audfin/v20y2018i47p9.html
Rosak-Szyrocka, J., & Abbase, A. A. (2020). Quality management and safety of food in HACCP system aspect. Production engineering archives, 26(2), 50-53. https://doi.org/10.30657/pea.2020.26.11
Shuvo, S. D., Josy, M. S. K., Parvin, R. Zahid, M. A., Paul, D. K., & Elahi, M. T. (2019). Development of a HACCP-based approach to control risk factors associated with biscuit manufacturing plant, Bangladesh. Nutrition & Food Science, 49(6), 1180-1194. https://doi.org/10.1108/NFS-03-2019-0074
Silva-Jaimes, M. I. (2020). El SARS-CoV-2 y otros virus emergentes y su relación con la inocuidad en la cadena alimentaria [SARS-CoV-2 and other emerging viruses’ relationship to food chain safety]. Scientia Agropecuaria, 11(2), 267-277. http://dx.doi.org/10.17268/sci.agropecu.2020.02.15
Soman, R., & Raman, M. (2016). HACCP system -hazard analysis and risk assessment, based on ISO 22000:2005 methodology. Food Control, 69, 191–195. https://doi.org/10.1016/j.foodcont.2016.05.001
Sotomayor Quispe, K. (2022). Identificación de barreras y dificultades en la implementación del HACCP en empresas de Lima Metropolitana con validación técnica por DIGESA [Identification of barriers and difficulties in implementing HACCP in companies with DIGESA technical validation in Metropolitan Lima]. [Bachelor’s thesis] National Agrarian University Intitutional Repository. https://hdl.handle.net/20.500.12996/5304
Thimoteo da Cunha, D. (2021). Improving food safety practices in the foodservice industry. Current Opinion in Food Science, 42, 127-133. https://doi.org/10.1016/j.cofs.2021.05.010
Tomašević, I., Šmigić, N., Đekić, I., Zarić, V., Tomić, N., Miocinovic, J., & Rajkovic, A. (2016). Evaluation of food safety management systems in Serbian dairy industry. Mljekarstvo, 66(1), 48-58. https://doi.org/10.15567/mljekarstvo.2016.0105
Toropilová, J., & Bystrický, P. (2015). Why HACCP might sometimes become weak or even fail. Procedia Food Science, 5, 296-299. https://doi.org/10.1016/j.profoo.2015.09.072
Wu, Y. N., Pei, L. P., & Chen, J. S. 2018. Food safety risk assessment in China: Past, present and future. Food Control, 90, 212-221. https://doi.org/10.1016/j.foodcont.2018.02.049
Živković, L, Pešić, M. B., Schebesta, H., & Nedović, V. A. (2022). Exploring regulatory obstacles to the development of short food supply chains: empirical evidence from selected european countries. International Journal of Food Studies, 11, SI138–SI150. https://doi.org/10.7455/ijfs/11.SI.2022.a2